Relations between the Russian Empire and the United States predate the American Revolution, when the Russians began trading with the Thirteen Colonies in violation of the British Navigation Acts. The Russian government officially recognized the United States in 1803, and the two countries established diplomatic relations in 1809.[1] From the 18th century until 1917, the United States and Russia maintained mostly cordial relations, with occasional cultural and commercial exchanges. Russia remained neutral during the American Civil War, and sold Alaska to the United States in 1867. The surrender and dissolution of the Russian Empire facilitated Americans to join the war, although they sided with Russia during the latters civil war.
However, there were also tensions between the two countries, particularly over pogroms in the Russian Empire between 1890 and 1914. Trade relations were cordial but were never a major factor for either nation. Large-scale migration to the U.S. from Russia began in the late 19th century, mostly attracting Jews, Poles, Lithuanians, and Finns but also a few ethnic Russians. In the late 19th century, the two countries began to cooperate on issues such as maritime law and trade, which continued into the early 20th century.
Relations between the two countries began in 1776, when the United States declared its independence from Great Britain.
Earlier contacts had occurred. In 1763, a Boston merchant had anchored his ship at the port of Kronstadt after a direct transatlantic voyage.
Despite being geographically removed from the North American scene, Russia under Catherine the Great significantly affected the American Revolution through diplomacy. While Catherine personally oversaw most Russian interactions with the new country, she also entrusted certain tasks to her foreign advisor, Nikita Ivanovich Panin, who often acted on Catherine's behalf when it came to matters of international diplomacy. Catherine and Panin interacted with the British government through James Harris, 1st Earl of Malmesbury, at the Russian court.[3] The decisions made by Catherine and Panin during the Revolution to remain officially neutral, refuse Great Britain's requests for military assistance, and insist on peace talks that linked a resolution of the American Revolution with the settlement of separate European conflicts indirectly helped the Americans win the Revolution and gain independence.[4]
Russian-American trade
Small scale direct trade between Russia and British North America began as early as 1763. Such trade was a violation of the British Navigation Acts, which allowed the Thirteen Colonies to trade only with Great Britain. Russian products, such as hemp, sail linen and iron, had started arriving in colonial ports years before the American Revolutionary War began and did not stop when the war started.[5] America and Russia saw each other as trading partners.
Throughout the Revolutionary War, Catherine believed an independent American nation would be ideal for Russian business interests. While some Russian leaders worried that an independent America might interfere with Russia's trade with other European nations, Catherine saw direct Russian-American trade as an excellent opportunity to expand commerce. Catherine knew that after the war, a free America could trade directly with Russia without interference. Moreover, if the Americans gained their independence, Britain would have to turn to other countries such as Russia to supply it with the resources that could no longer be acquired from North America, such as timber for the Royal Navy.[6]
Neutrality
Catherine chose to have Russia remain officially neutral during the Revolution and never openly picked sides during the war.[7] On an unofficial basis, however, she acted favorably towards the American colonists by offering to provide them all that she could without compromising Russia's neutrality and her eventual desire to act as a mediator.
In March 1780, the Russian ministry released a "Declaration of Armed Neutrality." That set out Russia's international stance on the American Revolution and focused on the importance of allowing neutral vessels to travel freely to any Russian port without them being searched or harassed by the Navigation Acts. While the declaration kept Russia officially neutral, it supported many of France's own pro-American policies and resisted Britain's efforts to defeat the Americans via naval blockades. The declaration also gave the North American rebels an emotional lift, as they realized Russia was not solidly aligned with Great Britain.[8] With Russia as a potential, powerful friend, Russian-U.S. connections and communications continued to improve. Nevertheless, Catherine refused to recognize the United States openly as an independent nation until the war had ended.[7]
Great Britain's requests for assistance
As the Revolutionary War continued into the late 1770s, a growing list of European powers took sides against Great Britain. The British saw a need to solidify an alliance with Russia to bolster its North American war. As a world power that had previously allied with Britain, Russia was an obvious choice to assist with logistical and military support, as well as diplomatic efforts.[9] While Catherine admired the British people and culture, she disliked George III and his ministers. She was particularly disturbed by the Seven Years' War during which Catherine observed Britain's efforts to exit the conflict discreetly, which left Russia's ally Prussia vulnerable to defeat. She considered those efforts immoral and disloyal and saw Britain as an unreliable ally. She also viewed the American Revolution as Britain's fault. Citing the constant change in Britain's ministries as a major reason, Catherine understood the Americans' grievances.[10]
Despite Russia's official neutrality, Catherine's negative opinions of the British government and her view that Britain had caused the conflict weighed on her decisions when Britain began to request Russian support. In the summer of 1775, Britain sent diplomats to Russia in an attempt to learn whether Catherine would agree to send troops to North America to aid Britain's forces. Although her initial response seemed positive, Catherine denied Britain's formal request for support. While her dislike of the British ministry likely influenced her decision, Catherine formally cited the fact that her army needed rest after it had just finished more than six years of war.[11]
In November 1779, Britain made another plea for Russian assistance. The plea acknowledged to Catherine the collective power of Britain's enemies, as well as George III's desire for peace. The British letter to Catherine explained those concerns and offered to "commit her [Britain's] interests to the hand of the Empress."[12] After waiting several months, Catherine decided to refuse the request.[12] In 1781, distressed and realizing that the British were close to losing the war, James Harris asked if a piece of British territory could convince Russia to join the fight. Offering the island of Minorca, Harris did not request soldiers in exchange. This time, Harris simply asked for Russia to convince France to exit the war and to force the Americans to fight alone. However, Catherine merely used Harris's proposal to embarrass the British government. She declined Harris's offer and publicized it to the French and the Spanish.[13]
Attempt at peacemaking
Catherine played a significant role in peacemaking efforts during the Revolutionary War. In October 1780, she sent a proposal to each of the European powers involved in the conflict. The proposal requested for the countries to meet to discuss what could be done to create peace. The powers met in Vienna after Great Britain requested for the Austrian ministry to co-mediate the peace talks. Catherine sent Prince Dimitri Galitzin to act on her behalf as the Russian mediator. She sent him with a proposed set of peace guidelines that included a multi-year armistice between the countries and a requirement for negotiations between Great Britain and its European enemies as well as between Great Britain and the Americans. Catherine chose not to include a proposal concerning whether the U.S. would become autonomous. Since the British would not accept U.S. independence, and the French would not accept anything short of it, Catherine realized that explicitly providing for either outcome would lead to an immediate breakdown in the talks.[14] Catherine's ambiguous negotiation efforts ultimately fell through.
During the American Civil War, Russia supported the Union, largely because it believed that the U.S. served as a counterbalance to its geopolitical rival, the United Kingdom. In 1863, the Russian Navy's Baltic and Pacific fleets wintered in the American ports of New York and San Francisco, respectively.[17] The Alexander Nevsky and the other vessels of the Atlantic squadron stayed in American waters for seven months (September 1863 to June 1864).[18]
1865 saw a major project attempted: the building of a Russian-U.S. telegraph line from Seattle, through British Columbia, Russian America (Alaska) and Siberia. An early attempt to link East-West communications, it failed and never operated.[19]
Russia operated a small fur-trade operations in Alaska, coupled with missionaries to the natives. By 1861, the project had lost money, threatened to antagonize the Americans, and could not be defended from Britain. It proved practically impossible to entice Russians to permanently migrate to Alaska; only a few hundred were there in 1867. In the Alaska Purchase of 1867, the land was sold to the United States for $7.2 million.[20][21]
The Russian administrators and military left Alaska, but some missionaries stayed on to minister to the many natives who converted to the Russian Orthodox faith.[22]
1880–1918
From 1880 to 1917, about 3.2 million immigrants arrived in the U.S. from the Russian Empire. Most were Jews or Poles, and only 100,000 were ethnic Russians.[23] There were many Volga Germans or Russian German immigrants to the United States.[24] Meanwhile large numbers of minorities, especially Jews, Poles, and Lithuanians, emigrated to the United States before 1914.[25] Relations remained cool, especially because of the repeated pogroms in the Russian Empire.
Pogroms and aftermath
After 1880, repeated anti-Jewish pogroms in Russia alienated U.S. elite and public opinion. In 1903, the Kishinev pogrom killed 47 Jews, injured 400, and left 10,000 homeless and dependent on relief. American Jews began large-scale organized financial help and assisted in emigration.[26] More violence in Russia led in 1911 to the United States repealing an 1832 commercial treaty.[27][28]
Boxer Rebellion
In 1900, Russia and the United States were part of the Eight-Nation Alliance suppressing the Boxer Rebellion in China. Russia soon afterward occupied Manchuria, and the United States asserted the Open Door Policy to forestall Russian and German territorial demands from leading to a partition of China into closed colonies.[29]
Wars
President Theodore Roosevelt played a major role in ending the Russo-Japanese War. During the war, Roosevelt had tacitly supported Japan. The Treaty of Portsmouth was signed in 1905 on the conditions favorable to the Russians. Roosevelt subsequently received the Nobel Peace Prize for his efforts in mediation.
^"United States". Encyclopædia Britannica. Archived from the original on June 29, 2013. Retrieved January 31, 2010.
^Frank A. Golder, "Catherine II and the American Revolution," The American Historical Review 21.1 (1915): 92–96.
^Hans Rogger, "The influence of the American Revolution in Russia." in Jack P. Greene and J. R. Pole, eds. A Companion to the American Revolution (2000): pp. 554-555.
^Nikolai Bolkhovitinov, Russia and the American Revolution (Tallahassee: Diplomatic, 1976): 76.
^Bolkhovitinov, Russia and the American Revolution, pp. 80–84.
^ abGolder, "Catherine II and the American Revolution," 92.
^Norman Saul, Distant Friends: the United States and Russia, 1763–1867 (Lawrence: University of Kansas, 1991): 12.
^Golder, "Catherine II and the American Revolution," p. 93.
^Lawrence Kaplan, The American Revolution and "a Candid World" (Kent: Kent State UP, 1977): p. 91.
^Saul, Distant Friends: the United States and Russia, 7.
^ abGolder, "Catherine II and the American Revolution," p. 94.
^Golder, "Catherine II and the American Revolution," p. 95.
^Bolkhovitinov, Russia and the American Revolution, pp. 50–52.
^
Seeger, Murray (2005). Discovering Russia: 200 Years of American Journalism. AuthorHouse. p. 97. ISBN9781420842593. Retrieved 2013-01-07. In 1801 [...] President Jefferson initiated relations with the new czar, Alexander I, sending Leverett Harris, a political friend from Pennsylvania, as the first U.S. consul-general to Russia. Russia tried to be a third-party meditator of peace in the war of 1812. However, Great Britain officials rejected this idea.
^Rosemary Neering, Continental Dash: The Russian-American Telegraph (1989)
^James R. Gibson, "Why the Russians Sold Alaska." Wilson Quarterly 3.3 (1979): 179-188 onlineArchived 2019-07-16 at the Wayback Machine.
^Thomas A. Bailey, "Why the United States Purchased Alaska." Pacific Historical Review 3.1 (1934): 39-49. onlineArchived 2021-05-11 at the Wayback Machine
^Ronald Jensen, The Alaska Purchase and Russian-American Relations (1975)
^Philip Ernest Schoenberg, "The American Reaction to the Kishinev Pogrom of 1903." American Jewish Historical Quarterly 63.3 (1974): 262-283.
^Stuart Knee, "Tensions in nineteenth century Russo‐American diplomacy: The 'Jewish question'." East European Jewish Affairs 23#1 (1993): 79-90.
^Stuart E. Knee, "The Diplomacy of Neutrality: Theodore Roosevelt and the Russian Pogroms of 1903-1906." Presidential Studies Quarterly 19#1 (1989): 71-78.
^Yoneyuki Sugita, "The rise of an American principle in China: a reinterpretation of the first Open Door Notes toward China." in Richard Jensen, ed., Trans-Pacific relations: America, Europe, and Asia in the twentieth century (2003): 3-20.
^John W. Long, "American Intervention in Russia: The North Russian Expedition, 1918–19." Diplomatic History 6.1 (1982): 45-68. onlineArchived 2019-07-16 at the Wayback Machine
Further reading
Bailey, Thomas A. America Faces Russia: Russian-American Relations from Early Times to Our Day (1950). online
Bashkina, Nina N; and David F. Trask, eds. The United States and Russia : the beginning of relations, 1765-1815 (1980), 1260pp online primary sources
Bolkhovitinov, Nikolai N. The Beginnings of Russian-American Relations, 1775-1815. (Harvard University Press, 1975).
Dulles, Foster Rhea. The road to Teheran: the story of Russia and America, 1781-1943 (1945) online
Fremon, David K. The Alaska Purchase in American history (1999) for secondary schools online
Golder, Frank A. "The American Civil War Through the Eyes of A Russian Diplomat" American Historical Review 26#3 (1921), pp. 454–463 online, about ambassador Stoeckl
Jensen, Oliver, ed. America and Russia - A Century and a Half of Dramatic Encounters (1962) 12 popular essays by experts published in American Heritage magazine online
Jensen, Ronald J. The Alaska Purchase and Russian-American Relations (1973).
Kolchin, Peter. Unfree labor: American slavery and Russian serfdom (1987) online
Saul, Norman E. Distant Friends: The United States and Russia, 1763-1867 (1991)
Saul, Norman E. Concord and Conflict: The United States and Russia, 1867-1914 (1996)
Saul, Norman E. The A to Z of United States-Russian/Soviet Relations (2010)
Saul, Norman E. Historical Dictionary of Russian and Soviet Foreign Policy (2014).
Trani, Eugene P. "Woodrow Wilson and the decision to intervene in Russia: a reconsideration." Journal of Modern History 48.3 (1976): 440-461. online
Zabriskie, Edward H. American-Russian rivalry in the Far East: a study in diplomacy and power politics, 1895-1914 (University of Pennsylvania Press, 2016) online
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