Shibata Takumi (fund manager)

Shibata Takumi
柴田拓美
Born1953 (1953)
NationalityJapanese
EducationKeio University
Harvard Business School
Occupation(s)Financial executive
Founding partner at Fiducia VC

Shibata Takumi (Japanese: 柴田拓美) is a Japanese fund manager who is one of Japan's most high-profile financial executives.[1] He is currently founding partner at Fiducia, a venture capital fund based in Tokyo.

Previously, he was president and CEO of Nikko Asset Management for six years and had a 37-year career at Nomura Holdings including as chief operating officer (COO) from 2008 until 2012.[2][3][4]

Education

Shibata graduated with a bachelor's degree in economics from Keio University in 1976 where he was debating champion of Japan’s English Speaking Society.[5] He earned an MBA from Harvard Business School in 1983.[6]

Career

Shibata joined Nomura Securities in 1976.[7] In 2005, he was appointed president of Nomura Asset Management, and became vice president of the holding company in 2008.[8] He was a key player in the company's internationalization strategy.[9] During the 2008 global financial crisis, Shibata was the driving force behind the acquisition of Lehman Brothers' European and Asian operations and led their integration as the company's vice president.[7][10][11][12] The deal transformed Nomura into a global player and strengthened its hold on the Japanese market; however, it resulted in steep losses in some divisions.[13] The deal led to Nomura's entrance to the Indian market.[14] He announced his resignation from Nomura as COO in 2012.[1][15] At the time, there was an investigation into alleged insider trading at the company involving leaks of confidential information to clients ahead of IPOs.[16] After transitioning out of the COO role in August 2012, he continued to advise the company before fully retiring in March 2013 after 37 years with the company.[8][17] During his time at the company, he spent 17 years outside of Japan including 12 years in London along with stings in Hong Kong and Boston.[5]

In June 2013, Nikko Asset Management, then Japan's third largest fund manager, announced that Shibata would become its chairman starting the following month.[11][18] He took over as president and CEO of the company in January 2014.[19][20] In the role, he focused on courting international investment with multi-asset products, which he said are attractive to global investors seeking diversified strategies.[21] Following the 2016 Brexit referendum, he expressed confidence that London would remain a global financial center.[22] In 2017, Shibata recommended high-growth sectors while stock picking and touted Nikko's global robotics fund which raised roughly $6 billion USD and was the first of its kind in Japan.[23] He stepped down as president and CEO after six years with the company in March 2019.[24]

Shibata went on to found Fiducia in June 2020.[25] The company announced its first fund, the Fiducia GrowthTech Fund, in February 2022 with a focus on deep tech and healthcare solutions.[26][27] The fund launched with initial capital of ¥3.3 billion JPY but expected to raise ¥10 billion JPY within its first year of operations.[28]

Personal life and philanthropy

Shibata was born in Yokohama in Japan's Kanagawa Prefecture in 1953.[29]

He sits on the board of Japan for UNHCR, the Tokyo Nikikai Opera Foundation, and JESC Music and Cultural Foundation.[30][31][32]

References

  1. ^ a b "Ex-Nomura heavyweight Shibata joins Nikko Asset ahead of IPO". Reuters. 2013-06-06.
  2. ^ "Shibata resigns as head of Nikko Asset Management after lawsuit". www.ft.com. Retrieved 2023-12-23.
  3. ^ "Nikko AM to hire Takumi Shibata as chairman". www.ft.com. Retrieved 2023-12-23.
  4. ^ Hodo, Chikafumi; Layne, Nathan (June 6, 2013). "Ex-Nomura heavyweight Shibata joins Nikko Asset ahead of IPO". Reuters. Retrieved 2023-12-23.
  5. ^ a b Nakamoto, Michiyo (26 July 2012). "Nomura retreats to faltering Japan". Financial Times. Retrieved 2024-05-06.
  6. ^ "Takumi Shibata". World Economic Forum. Retrieved 2023-12-23.
  7. ^ a b "日興アセットの会長に元野村の柴田氏、会長・社長職を分離". Reuters (in Japanese). 2013-06-06. Retrieved 2024-05-01.
  8. ^ a b "日興アセット、社長に柴田氏 正式発表". 日本経済新聞 (in Japanese). 2014-01-10. Retrieved 2024-05-01.
  9. ^ "Nikko Bets on Ex-Nomura Banker to Change $216 Billion Manager". Bloomberg.com. 2018-10-23. Retrieved 2024-05-01.
  10. ^ "Takumi Shibata, Sadeq Sayeed: Nomura comes out fighting". Euromoney. 2009-10-05. Retrieved 2024-05-01.
  11. ^ a b "日興アセット会長に野村出身の柴田氏". 日本経済新聞 (in Japanese). 2013-06-06. Retrieved 2024-05-01.
  12. ^ "Nomura names execs to integrate Lehman units". The Japan Times. 2008-09-30. Retrieved 2024-05-02.
  13. ^ "Nomura Holdings vows to stay course despite lingering Lehman Brothers hangover". Washington Post. 2023-05-20. ISSN 0190-8286. Retrieved 2024-05-01.
  14. ^ Alexander, George Smith (2010-06-07). "Market may find a new level in about 3 months". The Economic Times. ISSN 0013-0389. Retrieved 2024-05-01.
  15. ^ "野村ホールディングスの渡部CEO、柴田COOが辞任、その他の役員層も大幅に刷新へ". 東洋経済オンライン (in Japanese). 2012-07-26. Retrieved 2024-05-01.
  16. ^ "東証社長「残念で悔しい」 増資インサイダー問題". 日本経済新聞 (in Japanese). 2012-07-27. Retrieved 2024-05-01.
  17. ^ "MOVES-Nomura, Hong Kong Exchanges and Clearing". Chicago Tribune. 2013-06-06. Retrieved 2024-05-06.
  18. ^ Fukase, Atsuko. "Ex-Nomura Exec Shibata To Become Chairman of Nikko Asset Management". WSJ. Retrieved 2024-05-01.
  19. ^ "日興アセット社長に柴田氏 3月まで会長兼務". 日本経済新聞 (in Japanese). 2014-01-10. Retrieved 2024-05-01.
  20. ^ Fukase, Atsuko. "Nikko Asset to Appoint Chairman Shibata as New Chief Exec". WSJ. Retrieved 2024-05-01.
  21. ^ "Nikko Asset Management Head Shibata Courts Global Institutions". Institutional Investor. 2014-04-16. Retrieved 2024-05-01.
  22. ^ "柴田拓美氏「東京市場には好機」 日興アセットマネジメント社長兼CEO". 日本経済新聞 (in Japanese). 2016-06-30. Retrieved 2024-05-01.
  23. ^ Drury, Amanda (2017-09-18). "One of Asia's largest asset managers: 'Find fast lanes in slow moving traffic'". CNBC. Retrieved 2024-05-01.
  24. ^ Fedorova, Anna (2019-03-11). "Nikko AM CEO Shibata to step down after six years". Investment Week. Retrieved 2024-05-01.
  25. ^ "元野村COOの柴田氏らがファンド設立、元本5倍の投資回収目指す". Bloomberg.com (in Japanese). 2022-02-15. Retrieved 2024-05-01.
  26. ^ "Former Nomura, GPIF Heavyweights Launch Fund for Tech Startups". Bloomberg.com. 2022-02-15. Retrieved 2024-05-01.
  27. ^ "Japanese veteran investors launch tech fund, hold $28m first close". DealStreetAsia. Retrieved 2024-05-01.
  28. ^ "元野村COOの柴田氏らがファンド設立、元本5倍の投資回収目指す". Bloomberg.com (in Japanese). 2022-02-15. Retrieved 2024-05-01.
  29. ^ "Takumi Shibata, President of Nomura International, London". Euromoney. 1998-03-01. Retrieved 2024-05-01.
  30. ^ "ご挨拶・役員一覧". 国連UNHCR協会. Retrieved 2024-05-05.
  31. ^ "組織東京二期会オペラ劇場 -東京二期会ホームページ-". 東京二期会 (in Japanese). Retrieved 2024-05-05.
  32. ^ "Supporter – 公益財団法人ジェスク音楽文化振興会". Retrieved 2024-05-05.