In the first reaction step a Lewis acid for instance aluminium chlorideAlCl 3 co-ordinates to the carbonyl oxygen atom of the acyl group. This oxygen atom is more electron rich than the phenolic oxygen atom and is the preferred Lewis base. This interaction polarizes the bond between the acyl residue and the phenolic oxygen atom and the aluminium chloride group rearranges to the phenolic oxygen atom. This generates a free acyliumcarbocation which reacts in a classical electrophilic aromatic substitution with the aromatic ring. The abstracted proton is released as hydrochloric acid where the chlorine is derived from aluminium chloride. The orientation of the substitution reaction is temperature dependent. A low reaction temperature favors para substitution and with high temperatures the ortho product prevails, this can be rationalised as exhibiting classic thermodynamic versus kinetic reaction control as the ortho product can form a more stable bidentate complex with the aluminium.[5] Formation of the ortho product is also favoured in non-polar solvents; as the solvent polarity increases, the ratio of the para product also increases.[6]
In all instances only esters can be used with stable acyl components that can withstand the harsh conditions of the Fries rearrangement. If the aromatic or the acyl component is heavily substituted then the chemical yield will drop due to steric constraints. Deactivating meta-directing groups on the benzene group will also have an adverse effect as can be expected for a Friedel–Crafts acylation.
Photo-Fries rearrangement
In addition to the ordinary thermal phenyl ester reaction a photochemical variant is possible. The photo-Fries rearrangement can likewise give [1,3] and [1,5] products,[7][8] which involves a radicalreaction mechanism. This reaction is also possible with deactivating substituents on the aromatic group. Because the yields are low this procedure is not used in commercial production. However, photo-Fries rearrangement may occur naturally, for example when a plastic object made of aromatic polycarbonate, polyester or polyurethane, is exposed to the sun (aliphatic carbonyls undergo Norrish reactions, which are somewhat similar). In this case, photolysis of the ester groups would lead to leaching of phthalate from the plastic.[9]
Anionic Fries rearrangement
In the anionic Fries rearrangement ortho-metalation of aryl esters, carbamates and carbonates with a strong base results in a rearrangement to give ortho-carbonyl species.[10]
^Sainsbury, Malcolm (1992). Aromatic Chemistry (Oxford Chemistry Primers). Oxford University Press. p. 65. ISBN0198556748.
^Kürti, László; Czakó, Barbara (2005). Strategic Applications of Named Reactions in Organic Synthesis: Background and Detailed Mechanisms. Elsevier Academic Press. p. 181. ISBN0123694833.
^Belluš, Daniel (5 January 2007). "Photo-Fries Rearrangement and Related Photochemical [1,j] -Shifts (j = 3, 5, 7) of Carbonyl and Sulfonyl Groups". Advances in Photochemistry. Vol. 8. pp. 109–159. doi:10.1002/9780470133385.ch3. ISBN9780470133385.
^Searle, Norma D. (7 November 2004). "Environmental Effects on Polymeric Materials". Plastics and the Environment. Vol. 8. pp. 311–358. doi:10.1002/0471721557.ch8. ISBN9780471721550.
^Korb, Marcus; Lang, Heinrich (2019). "The anionic Fries rearrangement: a convenient route to ortho-functionalized aromatics". Chemical Society Reviews. 48 (10): 2829–2882. doi:10.1039/C8CS00830B. PMID31066387. S2CID206131063.